Medallion Wealth Advisors



2 Bridgewater Road, Suite 104
Farmington, CT 06032





Our Broker-Dealer and Custodians

Our Broker-Dealer:

American Portfolios Financial Services, Inc. (APFS), a full-service broker-dealer and registered FINRA/SIPC member firm whose primary function is to support independent financial professionals in private practice through technology, compliance and client services.  APFS has created a decidedly competitive presence in the industry as one of the top 50 independent broker/dealers in the country.  APFS is focused on providing financial professionals with a diverse selection of unbiased and high quality investment products and services in order to best meet their clients' objectives.  The firm offers a full range of non-proprietary investment products, personal services such as insurance planning, retirement, estate and college planning and full service securities brokerage through a clearing relationship with Pershing, LLC.


Our Custodians:

Medallion Wealth Advisors works in conjunction with several highy reputable firms who serve as custodians to provide stability, resources and experience.  We combine these qualities with our flexibility and open architecture for the benefit of our clients.  All of our custodians have SIPC insurance coverage of up to $500,000 in market value per account and excess SIPC coverage for accounts over $500,000 through Lloyds of London. This provides our clients the comfort and peace of mind of having their assets held with some of the largest and most respected firms on Wall Street.

Many of our client accounts have their trade executions and assets held in custody through the NYSE firm Charles Schwab which has been ranked the number one firm in the United States for the clients' experience.

Pershing, LLC, a NYSE firm also handles the custody of many of our client accounts and remains focused on the segregation, safekeeping, servicing, and reporting of clients' assets. Pershing, is a subsidiary of The Bank of New York Mellon Corporation, the nation's oldest continuously operating bank, and one of the world's leading providers of securities services.  Pershing has been a leading global provider of financial business solutions for 70 years and serves many of the world's most respected financial organizations. They are well capitalized with capital ratios that exceed those required by regulators. Their financial strength provides the foremost measure of protection of client's assets, regardless of any market impact on the firm.  To review Pershing's financial strength and stability you may refer to their site under feature links.

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